The Compliance Analyst I will support IBA member bank compliance functions by providing assistance via consultation on regulatory, legal and operational issues for IBA member banks. Analyze banker situations/scenarios providing suggestions for application of regulatory requirements and interpretations, and suggesting methods for correction or improvement.
With support from supervisor (or Analyst II or III), provide guidance (or regulatory interpretations) to member banks on issues encompassing lending, deposit, operations and Bank Secrecy compliance functions, policy, disclosure and procedure review and analysis. Perform research of regulatory and legal publications to formulate a response for possible course of action by the member and maintain log of response in the call-tracking database.
Provide administrative support to department in scheduling and support of peer groups, committee meetings, team meetings and other events; assisting in formatting, posting and sending various publications; supporting the analyst review function by sending documents, confirming engagements and sending surveys upon completion; providing support for Compliance website as needed.
Work collaboratively with compliance team to develop and provide customized training materials for member banks, conferences, schools and conventions.
Research and develop articles and materials for Disclosure magazine, Exchange, web-based compliance resources or other products/services of value to the department or members.
Read large volume of trade and regulatory publications to keep informed of regulatory compliance issues.
Attend appropriate training and/or conference events to meet continuing education requirements for maintaining professional designation(s).
Other duties as assigned.
Required Education: Bachelor's degree (B. A.) from four-year College or university
Required Work Experience: Three to five years of bank compliance management or regulatory supervisory activity; or equivalent combination of education and experience
Technology Skills: Proficiency with MS Office applications
Required Skills or Traits for the position: Oral/written communication; ease in handling multiple priorities
Specialized Training/Certifications: CRCM preferred or willing to achieve. AAP preferred or willing to achieve
In our 125-year history, the Iowa Bankers Association (IBA) has been dedicated to serving Iowa banks and their employees. As the voice of Iowa’s banking industry, the Association serves more than 95 percent of banks and savings institutions in the state. The IBA and our affiliate companies – Iowa Bankers Insurance and Services, Inc., Iowa Bankers Mortgage Corporation and IBA Securities – provide s...ervices that allow banks to better serve their communities and the state of Iowa. The Association contributes to the success of Iowa banks by providing legislative representation, education and training opportunities, regulatory compliance assistance and a host of other services. Member banks also benefit from the insurance, mortgage and securities brokerage services offered by the IBA’s affiliate companies.